
Frequently asked questions.
Governance Essentials
What are the most common governance structures for public retirement systems
What is the typical board size and composition in public pension systems?
How do public pension boards assure transparency and accountability?
What are the core fiduciary duties of trustees?
Is there a forgiveness period?
What key powers does a board have to fulfill its fiduciary duties?
Stakeholder Engagement
Who are the key stakeholders in public pension and retirement systems?
What are the leading practices for stakeholder engagement?
What are some of the major challenges in communication and engagement with stakeholders?
How are competing stakeholder interests balanced in decision-making?
Why is transparency crucial in pension fund management?
What governance processes help ensure transparency and accuracy in board communications and disclosures to stakeholders?
Fiduciary Duties & Legal Standards
What are the core fiduciary duties of trustees?
Who qualifies as a fiduciary under law?
What is the legal standard of prudence and diversification?
What are prohibited transactions and conflicts of interest?
Can fiduciaries consider ESG or non-financial factors?
Conducting Board Business
What are the most common governance frameworks and board charters?
How should meetings be conducted?
How should boards document decisions—minutes, reports, committee overviews?
What policies should boards have in place—ethics/conflict rules, communication, fee oversight?
How should the board select, evaluate, compensate, and plan for the succession of the executive director/CEO?
How should the board evaluate its performance?
Why is onboarding and continuing education so important?
Setting Strategic Direction and Policy
How should boards develop a strategic, multi-year plan?
What policies are essential for board direction (investment, risk, ethics)?
How should boards set and update investment policy statements (IPS)?
What are the key capabilities public retirement systems will need to be successful?
What emerging risks and strategic opportunities should public retirement boards proactively address?
Approving Key Decisions and then Prudently Delegating
What decisions typically must be formally approved by public retirement boards?
What steps and documentation are needed for boards to demonstrate proper due diligence?
How should public pension boards prudently delegate authority to committees and staff?
What criteria should boards use when selecting individuals or committees for delegated authorities?
What fiduciary risks do boards face if delegation or due diligence processes are inadequate?
Overseeing performance and risk
How should boards monitor performance and investment results?
What frameworks should boards use for risk oversight (ERM, stress testing)?
How frequently should the board review performance and risk reports?
What KPIs and metrics should boards use to track the execution of policies?
How should boards respond when performance or risk metrics deviate from expectations?
Verifying reliability
How does our system assess the effectiveness of its internal controls?
What does a compliance audit involve, and how does it verify adherence to regulations within our retirement system?
How does our system identify, evaluate, and mitigate risks?
Does it use a structured framework?
What governance practices help to assure transparency, accountability, and ethical decision-making within our system?